Community banks must constantly ensure they maintain compliance with applicable laws and regulations to operate efficiently and avoid being placed in the regulatory penalty box. This is particularly important regarding regulations governing potential insider abuse, such as Reg. W and the restrictions and limitations it places on affiliate transactions.

Gain an overview of the affiliate transaction restrictions imposed by Reg. W and identify areas that warrant special attention for your community bank to ensure compliance is achieved.

Learning Objectives:

• Define Regulation W.

• Learn how to ensure you are in compliant Reg. W.

• Study the areas of the regulation that warrant special attention.

Duration: 60-minutes