Recorded: April 23, 2015
Length: 60 Minutes
Please join us for a 60-minute discussion addressing the critical and current events facing BSA/AML professionals. This session will examine topical issues such as banking the legal marijuana industry, 314(a) and (b) pressures, third party payment processors, and the most recent FinCEN rulings and guidance publications. Recent commonly identified BSA/AML audit findings will also be portrayed so that you can avoid these common traps.
We will also make a focused illustration of the practical approaches that banks can take to structure their transaction monitoring systems to better document their efforts to identify money laundering and report SARs in a timely manner.
Speaker: David Bequeaith, President/Managing Director, Bequeaith, A Division of TIB Service Company
David M. Bequeaith is the President/Managing Director of TIB Service Company. He was the founder and principal consultant for Bequeaith Banking Solutions, LLC. He knows the expectations and needs of banks and is excited about serving them. David spends the majority of his time actively in banks and financial service companies providing compliance testing and consultation. He oversees the expanding network of professionals at TIB Service Company and also networks with bankers and other industry professionals to maintain best practices and business continuity.
1 CPE Credit
Program Level: Basic-Intermediate
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