Financial institutions undergo comprehensive regulatory examinations to verify their lending compliance performance. However, consistently changing requirements and evolving environments can make it difficult to navigate your compliance obligations—leading to regulatory scrutiny. Hear firsthand expert accounts of the challenges and criticisms faced by financial institutions during examinations and audits and analyze the impact of industry trends on lending compliance. We’ll discuss the top violations flagged during lending compliance examinations, areas of concern that should be prioritized when evaluating a lending compliance program, and the highest-risk issues seen by examiners in the industry.

Learning Objectives:

• Identify areas that commonly receive regulatory criticism and violations.

• Learn to identify and remediate gaps in your compliance programs.

• Explore steps you can take to mitigate risk of noncompliance.

Duration: 60-minutes

Who Should Attend: C-Suite, Lending Leadership, Lending Officer, Compliance Officers

Instructor(s): Allison Giancola, Regulatory Compliance Manager, Wolf & Co.

Recorded: July 29, 2025.