The Bank Compliance Check Up Program provides a comprehensive system and checklists for monitoring and determining the bank’s compliance with deposit, lending, administrative regulations, and other banking laws.
Regular monitoring is essential to a successful compliance program. With the Bank Compliance Check Up Program, compliance monitoring has never been so stress-free. The program places the regulatory requirements into checklists, using a Yes, No, N/A format to allow for easy assessment of how the bank is meeting compliance requirements.
Training agendas and quizzes are provided in over 40 compliance areas that correspond with the checklists. When a checklist is complete, review the areas of noncompliance or where there is a weakness and use the training agendas and quizzes to assist in training staff to become more compliance.
Select the desired checklist, answer the questions, add comments as applicable, and save or print the report. Use the report to demonstrate to your board of directors, management, and examiners, the effectiveness of your compliance management system.
Use Bank Compliance Check Up to:
- Determine how well your compliance program is meeting requirements.
- Determine the effectiveness of training.
- Evaluate the strengths of your compliance program.
- Save time in creating reports for your board and management.
The Bank Compliance Check Up Program uses Microsoft Excel.
There are over 100 checklists available and new checklists are added as regulations and guidance change.
Your subscription includes access to the program and any updates for one year from the date of purchase.