• Join ICBA
  • Contact ICBA
Online Store

Event Profile

Seminar: Audit Institute (SAA5170220)

September 14 — 23, 2020
Virtual Event
Virtual Event  

ATTENTION: This event will be held via live-streaming. We will not be holding this as a live, in-person event at this time due to the rapidly evolving COVID-19 situation.

NOTE: The institute will be split into two weeks for the virtual format September 14-17 and September 21-23 (you must attend all dates).

Join Community Banker University for this extended week of intense learning designed to meet your bank’s evolving needs, the expectations of the audit committee and the examiners. Our curriculum will expand your knowledge of auditing and banking whether you are a veteran auditor or new to the audit function.
After completing this fast-paced institute, you will be ready for the challenges awaiting you as a Certified Community Bank Internal Auditor. Unique to this Institute is a pre-recorded session, digitally delivered to attendees to begin their learning prior to arriving at the Institute. We’ll cover all facets of internal audit by using the Internal Audit Lifecycle model.


Monday, Sept 14 - 9:00am - 5:30pm  (5:00pm-5:30pm - Review for testers)
Introduction to Bank Internal Audit
In this unit you will receive the tools and step-by-step procedures to establish and maintain an effective internal audit function within your bank. You will also review: 
  • The role of the internal auditor and his or her part in corporate governance,
  • The importance of internal controls,
  • The skillsets of internal auditors, and
  • The internal Audit Lifecycle.

Introduction to Risk Assessments.
In this unit you will gain a thorough understanding of your business objectives, goals, and strategies, and design audits to support your bank. You will also learn how to:
  • Define risk, 
  • Establish a risk framework,
  • Create a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, and 
  • Assess risk.

Tuesday, Sept 15 - 9:00am - 5:30pm  (5:00pm-5:30pm - Review for testers)
Planning the Audit:
  • Scope
  • Frequency
  • Timing
  • Budgeting
  • Staffing
  • Outsourcing and co-sourcing internal audits

Wednesday, Sept 16 - 9:00am - 5:30pm (5:00pm-5:30pm - Review for testers)
Bank Information Systems & Cybersecurity
In this unit you will review the process to audit the bank’s information & technology including:
  • Structure and hardware of the bank information systems (BIS) center
  • Functions of the operating system and application software
  • Disaster recovery planning and testing
  • Risk analysis system
Thursday, Sept 17 9:00am - 10:15am - (For certification testers only)
Exam - Covering Introduction, Risk Assessments, Planning, Bank Information Systems
Monday, Sept 21 - 9:00am - 5:30pm (5:00pm-5:30pm - Review for testers)
Data Analytics
Introduces tools including: internal control checklists, policy checklists, policy and procedure manuals, audit programs and data analytics.
Auditing Assets is a deep look at the interest earning components of the balance sheet including:
  • Loans
  • Allowance for Loan and Lease Losses and CECL        
  • How to audit an Excel spreadsheet
  • Other real estate owned and repossessed assets
  • Investments
Tuesday, Sept 22 - 9:00am - 5:30pm (5:00pm-5:30pm - Review for testers)
Auditing Liabilities covers the funding side of the bank including:
  • Deposits/Official Checks/Internal Use Accounts
  • Sampling methods
  • Confirmations
  • Bank Borrowing
 Auditing Operations and Other Areas 
Teaches you about the business of banking as well as:
  • Auditing electronic banking including remote deposit capture, wire transfers, ACH and debit cards   
  • Preventing and detecting fraud
Wednesday, Sept 23 - 9:00am - 12:00pm 
Delivering Audit Results and Reporting

Wednesday, Sept 23 - 1:00pm - 2:15pm(For certification testers only)
Exam - Covering Data Analytics, Auditing Assets, Auditing Liabilities, Auditing other Areas, Delivering Audit Results and Reporting.     
Who should attend: Auditing personnel—regardless of previous experience and training

49 CPE Credits

Program Level: Intermediate
Prerequisites: No previous experience and training necessary.
Field of Study: Auditing

FEE: (Registration fee is valid for one connection, only for the individual registered.)
ICBA Member: $3,295 (with testing fee: $3,595)
Nonmember: $3,995 (with testing fee: $4,395)
Nonbanker: $4,195 (with testing fee: $4,595)

ICBA Member: $300 
Nonmember: $400 

Certification Designation: Certified Community Bank Internal Auditor (CCBIA)

If you are unable to join us for the entire event, please call a Community Banker University representative at 800-422-7285 for assistance with registration.

Registration, attendance or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.


Mr. Mark Eich
Organization: CliftonLarsonAllen LLP

Mr. David Heneke
Organization: CliftonLarsonAllen LLP

Mr. Brian Pye
Organization: CliftonLarsonAllen LLP

Ms. Mackenzie Rooney
Organization: CliftonLarsonAllen LLP

Mr. Brent Warner
Organization: CliftonLarsonAllen LLP

Sessions information is not available at this time.

Track information is not available at this time.

Sponsor information is not available at this time.