be held via live-streaming. We will not be holding this as a live,
event at this time due to the rapidly evolving COVID-19 situation.
NOTE: The institute will be split into two weeks for the virtual format September 14-17 and September 21-23 (you must attend all dates).
Join Community Banker University for this extended week of intense learning designed to meet your bank’s evolving needs, the expectations of the audit committee and the examiners. Our curriculum will expand your knowledge of auditing and banking whether you are a veteran auditor or new to the audit function.
After completing this fast-paced institute, you will be ready for the challenges awaiting you as a Certified Community Bank Internal Auditor. Unique to this Institute is a pre-recorded session, digitally delivered to attendees to begin their learning prior to arriving at the Institute. We’ll cover all facets of internal audit by using the Internal Audit Lifecycle model.
Monday, Sept 14 - 9:00am - 5:30pm (5:00pm-5:30pm - Review for testers)
Introduction to Bank Internal Audit
In this unit you will receive the tools and step-by-step procedures to establish and maintain an effective internal audit function within your bank. You will also review:
- The role of the internal auditor and his or her part in corporate governance,
- The importance of internal controls,
- The skillsets of internal auditors, and
- The internal Audit Lifecycle.
Introduction to Risk Assessments.
In this unit you will gain a thorough understanding of your business objectives, goals, and strategies, and design audits to support your bank. You will also learn how to:
- Define risk,
- Establish a risk framework,
- Create a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, and
- Assess risk.
Tuesday, Sept 15 - 9:00am - 5:30pm (5:00pm-5:30pm - Review for testers)
Planning the Audit:
- Outsourcing and co-sourcing internal audits
Wednesday, Sept 16 - 9:00am - 5:30pm (5:00pm-5:30pm - Review for testers)
Bank Information Systems & Cybersecurity
In this unit you will review the process to audit the bank’s information & technology including:
- Structure and hardware of the bank information systems (BIS) center
- Functions of the operating system and application software
- Disaster recovery planning and testing
- Risk analysis system
Thursday, Sept 17 9:00am - 10:15am - (For certification testers only)
Exam - Covering Introduction, Risk Assessments, Planning, Bank Information Systems
Monday, Sept 21 - 9:00am - 5:30pm (5:00pm-5:30pm - Review for testers)
Introduces tools including: internal control checklists, policy checklists, policy and procedure manuals, audit programs and data analytics.
Auditing Assets is a deep look at the interest earning components of the balance sheet including:
Tuesday, Sept 22 - 9:00am - 5:30pm
- Allowance for Loan and Lease Losses and CECL
- How to audit an Excel spreadsheet
- Other real estate owned and repossessed assets
(5:00pm-5:30pm - Review for testers)
covers the funding side of the bank including:
Auditing Operations and Other Areas
- Deposits/Official Checks/Internal Use Accounts
- Sampling methods
- Bank Borrowing
Teaches you about the business of banking as well as:
- Auditing electronic banking including remote deposit capture, wire transfers, ACH and debit cards
- Preventing and detecting fraud
Wednesday, Sept 23 - 9:00am - 12:00pm
Delivering Audit Results and Reporting
Wednesday, Sept 23 - 1:00pm - 2:15pm - (For certification testers only)
Exam - Covering Data Analytics, Auditing Assets, Auditing Liabilities, Auditing other Areas, Delivering Audit Results and Reporting.
attend: Auditing personnel—regardless of
previous experience and training
49 CPE Credits
Program Level: Intermediate
Prerequisites: No previous experience and training
Field of Study: Auditing
FEE: (Registration fee is valid for one connection, only for the individual registered.)
ICBA Member: $3,295 (with testing fee:
Nonmember: $3,995 (with testing fee:
Nonbanker: $4,195 (with testing fee:
CERTIFICATION TESTING FEE
ICBA Member: $300
Certification Designation: Certified
Community Bank Internal Auditor (CCBIA)
If you are unable
to join us for the entire event, please call a Community Banker University
representative at 800-422-7285 for assistance with
USE OF PHOTOS & VIDEO CONTENT
or participation in an ICBA event constitutes an agreement by the participant
to ICBA’s use and distribution (both now and in the future) of the
participant’s image and/or voice in photographs, videos, digital
electronic reproductions and audio files/recordings of and at such events and