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Event Profile

Seminar: Annual Current Issues/Certification Conference (SEAC12020)

September 21 — 24, 2020
Virtual Event
Virtual Event  

ATTENTION: This event will be held via live-streaming. We will not be holding this as a live, in-person event at this time due to the rapidly evolving COVID-19 situation.

IMPORTANT: When registering, select under "Event Fees" the number of days you will attend. Under "Sessions" check the specific day(s) you will attend.

Unable to attend this Annual Current Issues Certifications Conference? Attend the conference from Oct. 19-22.

2020 Agenda Will Be Posted Soon!

Day One—Auditing Issues

An effective audit program is critical to a bank’s success. Today’s audit infrastructure is established through active identification of risk, comprehensive audit/monitoring operations, essential reporting, and appropriate resolution. Topics include:

  • Top Ten Things Auditors Can do to Uncover Internal Fraud
  • How to Make Your ERM Process Forward Looking
  • Auditing for ALCO - Reviewing the Key Assumptions
  • Auditing Indirect Lending - Understanding the Risks
  • New Product or New Service Risk Assessments
  • Employee Account Monitoring
  • Audit Issues for Marijuana Related Businesses, CBD and Hemp Production
  • CECL Update and Approaches for Banks Without Third Party Vendors

Day Two—Lending & Deposit Compliance Issues

Numerous factors dictate the nature and complexity of a bank’s lending compliance efforts. To ensure a strong lending compliance posture, community banks must stay ahead of the industry’s current issues. Topics include:

  • Enforcement Actions from the past year and lessons learned
  • Advanced Notice of Proposed Rule Making, Proposed Rules, Interim Final Rules, and Final Rules from the past year, including Pre-paid Accounts, Payday Lending, Private Flood Insurance, CRA, HMDA, Reg CC and more
  • Update on Economic Growth, Regulatory Relief and Consumer Protection Act (s.2155)
  • Fair Lending Testing & Exception Tracking
  • Regulation E: “Back to Basics”

Day Three—BSA/AML Issues

Product innovations, payments evolution, and institution growth are impacting both deposit compliance practices and BSA/AML efforts. The highly competitive environment is putting pressure on banks and leaving little room for error in both areas. Topics include:

  • SAR filings
  • New payment technologies
  • Navigating government guidance to avoid examination miscues

Day Four – Fraud & Physical Security Issues

Social engineering techniques, reviewing how criminals obtain information on your customers, physical security, card fraud and more. Topics include:

  • Trending Fraud
  • 15 Errors to Avoid When Conducting Internal Investigations
  • Crime prevention through environmental design (CPTED), proper security for Pod Branches and interactive teller machines
  • Active shooter warning signs and behaviors often displayed before an attack
  • Overview of card fraud in 2018-2019
  • After EMV: What Really Happened
  • Consumer behavior highlights and challenges in the digital space
  • Recommendations for a Layered Approach to Fraud Mitigation
Class Schedule: Class will begin at 9:00 a.m. and end at 4:30 p.m. each day.  Breaks will be given throughout the days and 1/2 hour will be allowed for lunch.  Times noted are Central Time.

Who Should Attend: Community bank internal auditors, external auditors, compliance officers, bank security officers, BSA officers, IT officers, risk managers, legal counsel, and operations managers.

Attendees will earn 8.0 CPE credits per day.

Program Level: Intermediate
Prerequisites: No previous experience and training necessary.
Field of Study: Specialized Knowledge

Note: Registration fee is valid for one connection, only for the individual registered. 
Registration Rates 4-Day Conference 3-Day Conference 2-Day Conference 1-Day Conference
ICBA Members $1,345
$695 $395
Nonmembers $1,895 $1,295 $895 $495
Nonbankers $2,245 $1,495 $995 $595

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For more information, call 800-422-7285.

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Speaker information is not available at this time.

Sessions information is not available at this time.

Track information is not available at this time.

Sponsor information is not available at this time.