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Event Profile

Seminar: Compliance Institute (SC5540320)

October 4 — 9, 2020
Embassy Suites Denver - Downtown Convention Center
1420 Stout Street
Denver, CO 80202 
Register for Class and Certification Exams Register for Class Only

If you decide to enroll in the certification testing after you register for the class, please contact a Community Banker University representative at 800-422-7285.

The ICBA Compliance InstituteSM is built to meet the needs of seasoned professionals seeking the latest regulatory education and industry best practices as well as newer compliance officers seeking to gain a clear understanding of the fundamental concepts of each regulation.
This high quality program provides for a fast paced learning environment that will lead to a detailed study of the relevant areas of regulatory compliance with a focus on the key concepts that spell success in the examination context. Each regulation is approached in terms of the requirements, best practice internal controls and audit objectives. Learning is reinforced with many sample disclosures, applicability charts and illustrative quizzes and exercises.
The program will address current hot issues and areas of focus in regulatory compliance. Deep dives into the common challenges related to recent regulatory reform will be covered and the latest guidance and interpretations on all recent rule-making efforts will be discussed.
Past attendees have ranged from experienced bankers seeking to reinforce their knowledge base with current best practices, to newer bankers requiring introduction to all aspects of community bank regulations. Compliance auditors, examiners, and bank general counsel are common attendees.
This solid foundation allows the attendee to return to their bank and support their product and service offerings and remain competitive in their market place.

The Compliance Management System 

3:00 p.m. - 4:00 p.m. Registration
4:00 p.m. - 7:00 p.m. Understand the importance of establishing an effective Compliance Management System (CMS), identify the key components of a CMS and learn strategies to implement at your bank. Gain knowledge about the current compliance environment and hot issues in program examination. Learn tips on how to improve your own compliance resource library.
7:00 p.m. - 7:30 p.m. The Compliance Management System Exam*

Lending Compliance 1

8:00 a.m. - 5:30 p.m. Residential Consumer Lending Unit with a focus on Reg Z and Reg X -  Integrated Mortgage Disclosures, High Cost Lending and Qualified Mortgages

Lending Compliance 2
8:00 a.m. - 9:00 a.m. Lending Compliance 1 Exam*

9:00 a.m. - 5:30 p.m.   Loan Servicing and Reg Z - Open End Credit, Flood Disaster Protection Act, Military Lending Regulations and Private Mortgage Insurance, Safe Act, Homeownership Counseling Act and Reg C - HMDA

Lending Compliance 3
8:00 a.m. - 9:00 a.m. Lending Compliance 2 Exam*

9:00 a.m. - 4:00 p.m. Fair Credit Reporting Act, CRA, Fair Lending including Interagency Fair Lending Procedures, Reg B - Equal Credit Opportunity Act, Fair Housing Act, 

Deposit and Marketing Compliance
8:00 a.m. – 9:00 a.m. Lending Compliance 3 Exam*

9:00 a.m. – 5:30 p.m. Deposit Operations Unit including Financial Privacy, Truth in Savings – Reg DD, Electronic Funds Transfer – Reg E, Expedited Funds Availability – Reg CC, Reg D and Right to Financial Privacy ActReg DD - Truth in Savings Act, Reg CC - Expedited Funds Availability, Reg E - Electronic Funds Transfer, Reg D - Reserve Requirements, Reg P - Consumer Privacy, Reg GG - Unlawful Internet Gambling, UDAAP, Consumer Sale of Insurance, Non-Deposit Investment Products.  

Deposit and Marketing Compliance, cont.

8:00 a.m. – 11:00 a.m. Marketing bank products with a focus on E-Sign Act, Right to Financial Privacy Act, Marketing & Advertising and Advertisement of Membership.
11:00 a.m. Deposit and Marketing Compliance Exam*

Noon Adjourn

*Exam given to those enrolled in the Certified Compliance program.

Who should attend: Compliance officers, auditors, BSA/AML officers

42 CPE Credits

Program Level: Intermediate
Prerequisites: No previous experience and training necessary.
Delivery Method: Group-Live
Field of Study: Specialized Knowledge

ICBA Member: $2,395 (with testing fee $2,770)
Nonmember: $3,195 (with testing fee $3,670)
Nonbanker: $3,995 (with testing fee $4,470)

Certification Testing Fees:
ICBA Member: $375
Nonmember: $475

Certification Designation: Certified Community Bank Compliance Officer (CCBCO)

Hotel Information:
Room Rate: $219
Cutoff Date: 9/14/2020

To make your hotel reservation and secure the negotiated room rate see information below.

Online: Embassy Suites by Hilton Downtown Denver/Convention Center

Phone: Call 1-800-HILTONS. Ask for Group: ICBA: Compliance Institute

Print Registration Form

Registration, attendance or participation in an ICBA event constitutes an agreement by the participant to ICBA’s use and distribution (both now and in the future) of the participant’s image and/or voice in photographs, videos, digital media, electronic reproductions and audio files/recordings of and at such events and activities.


Ms. Lindsay A. Harden
Organization: Stinson LLP

Mr. Mark Hargrave
Organization: Stinson LLP

Ms. Teri Hodgett, CBAP, CCBCO
Organization: Sunrise Banks, National Association

Sessions information is not available at this time.

Track information is not available at this time.

Sponsor information is not available at this time.